Compliance

Backup Is Now a Control,
Not a Best Practice.

DORA, NYDFS Part 500, SEC and FINRA recordkeeping, SOX, ISO 27001, HIPAA, NIST, NIS2, SEC disclosure, GDPR, the EU AI Act and OSFI B-13 ask the same question about the data inside ServiceNow: can you restore it, and can you prove it? Rezilient Restore gives you that control, mapped to the obligations and not just the acronyms.

Mapped by article and sectionRetention set to the regulationAudit-ready evidence on demand

The shared responsibility gap

Your Regulators Expect Years. Your Platform Retains 14 Days.

Ask any ServiceNow platform owner how far back they can restore a single record. Most will say 14 days, because that is the native backup window, and most will add that the restore is a full-instance rollback opened as a case with ServiceNow. That design is right for what it was built for: infrastructure disaster recovery.

It was not built for the questions a regulator asks. ServiceNow protects the platform. You are responsible for the data inside it, the configurations, and the evidence that proves a control operated on a given date. Over the last 36 months, regulators on both sides of the Atlantic have moved that expectation from best effort to provable control.

The common thread is no longer “do you have a backup?” It is “can you prove, on demand and with a chain of custody, that you can restore the exact data an examiner asks for?”

14 daysServiceNow’s native backup window: weekly fulls kept 14 days, differentials 7, restored as a full instance.ServiceNow platform documentation
6 to 7 yearsRegulatory retention floors for the records that live in ServiceNow. HIPAA six years, SOX seven, FINRA Rule 4511 six.HIPAA · SOX · FINRA 4511
12 frameworksMapped by article, section and control in the guides below, from DORA Article 12 to ISO 27001 control 8.13 and NIST CP-9.Rezilient compliance guides, 2026

What regulators have enforced

Regulators have announced 282 public actions and settlements that cite one of the frameworks below against 192 organizations we have confirmed as ServiceNow customers, about $8.5 billion in total (2008 to 2026). Each action is counted once, even where it cites more than one framework. These are evidence of regulatory exposure, not a claim that ServiceNow data was involved.

Source: Rezilient review of public regulator records and reputable press, as of 31 October 2026. Each action is traced to its regulator or press source. ISO 27001 is a certification standard, so no regulator announces penalties under it.

The frameworks

Twelve Regimes. One Question.

Each framework below names backup, restore or record retention as a control. Pick the one your examiner reads from. Every guide puts the requirement text, quoted from the primary source, beside the Rezilient capability that supports it.

Guide

DORA

Regulation (EU) 2022/2554 · Article 12

What it expects. Documented backup policies, restore systems segregated from the source, periodic restore testing and integrity checks, with the entity fully responsible for its ICT third parties.

What Rezilient does. Off-platform immutable copy, surgical restore you can test, article-by-article mapping.

Guide

NYDFS Part 500

23 NYCRR 500 · §500.16(e), §500.16(d)(2)

What it expects. Backups protected from unauthorized alteration or destruction, and the ability to restore critical data from backups tested at least annually, covered by the §500.17(b) annual certification.

What Rezilient does. WORM-grade storage outside single-admin control and a restore test you can run every year.

Guide

FINRA / SEC 17a-4

FINRA Rule 4511 · SEC Rule 17a-4

What it expects. Books and records preserved for the periods the rules set, in a format that can be produced on request.

What Rezilient does. Retention policies per record class, set to the rule rather than the platform.

Guide

SOX

Sarbanes-Oxley Act · Sections 302 and 404

What it expects. Preservation and integrity of financial records and the supporting evidence, including the change, approval and configuration data that governs financial processes.

What Rezilient does. Immutable retention of financial-process workflow and configuration data, with a chain of custody.

Guide

ISO/IEC 27001

ISO/IEC 27001:2022 · Annex A 8.13

What it expects. Backup copies of information, software and systems maintained and regularly tested under your own backup policy, with ICT readiness for continuity and records protected from loss.

What Rezilient does. A backup policy you own for ServiceNow, restore tests you can show your auditor, and an immutable copy off the platform.

Guide

HIPAA / HITECH

45 CFR §164.308(a)(7)

What it expects. A contingency plan with a data backup plan, disaster recovery plan and emergency mode operations for ePHI, which increasingly lives in HRSD, CSM and workflow records.

What Rezilient does. Per-table retention for ePHI and record-level restore for case and workflow data.

Guide

NIST CSF and SP 800-53

CSF 2.0 PR.DS-11 · SP 800-53 CP-9, CP-10

What it expects. Backups created, protected, maintained and tested, with recovery to a known state consistent with your recovery time and recovery point objectives.

What Rezilient does. Continuous capture at a frequency you define, integrity you can check before a restore, and recovery one table at a time.

Guide

NIS2

Directive (EU) 2022/2555 · Article 21(2)(c)

What it expects. Business continuity measures including backup management, disaster recovery and crisis management, with management bodies accountable for the measures.

What Rezilient does. Continuous capture and a recovery path that does not depend on the platform’s window.

Guide

SEC Cyber Disclosure

Form 8-K Item 1.05 · 4 business days

What it expects. Disclosure of a material cyber incident within four business days of the materiality decision, which needs a defensible view of what was affected.

What Rezilient does. Point-in-time data state for scoping impact inside the disclosure window.

Guide

GDPR

Regulation (EU) 2016/679 · Article 32(1)(c) and (d)

What it expects. Security of processing, including “the ability to restore the availability and access to personal data in a timely manner in the event of a physical or technical incident”, with the measures tested regularly.

What Rezilient does. Record-level restore for the personal data held in HRSD, CSM and case tables, with a restore you can test and evidence.

Guide

EU AI Act

Regulation (EU) 2024/1689 · Articles 9 and 12

What it expects. Risk management and automatic logging for high-risk AI systems, which reaches Now Assist and agentic workflows inside ServiceNow.

What Rezilient does. Pre-state and post-state capture for every automated change, with reversibility.

Guide

OSFI B-13

OSFI Guideline B-13 · Technology and Cyber Risk Management

What it expects. Technology resilience for critical systems, including backup and recovery capabilities and disaster recovery testing, with the institution accountable for its third-party technology providers.

What Rezilient does. An immutable copy outside the platform and a recovery test you can hand to the supervisor, alongside the data-sovereignty case for Canadian institutions.

Requirement summaries are paraphrased from the primary texts; quoted language on this page and in each guide is verbatim.

How Rezilient maps

Four Controls That Satisfy the Common Thread

Every framework above reduces to the same four expectations. Rezilient Restore was built around them.

Immutable, off-platform

An independent copy in WORM-grade, encrypted storage outside the instance and outside single-admin control. No agent, script or insider can delete it from inside ServiceNow.

  • DORA Art. 12(3)
  • NYDFS §500.16(e)
  • NIST SP 800-53 CP-9
  • NIS2 Art. 21(2)(c)
  • OSFI B-13

Restore you can test

Surgical recovery at record, field or table level, so the restore test a regulator expects becomes a routine exercise rather than a full-instance rollback nobody wants to schedule.

  • DORA Art. 12(2)
  • NYDFS §500.16(d)(2)
  • ISO 27001 A.8.13
  • HIPAA §164.308(a)(7)
  • GDPR Art. 32(1)(c)

Retention set to the rule

Retention configured per table and record class, so ePHI, financial records and books and records are kept for the period the regulation names, not the platform’s 14-day window.

  • HIPAA · 6 years
  • SOX · 7 years
  • FINRA 4511 · 6 years

Evidence on demand

Pre-state and post-state for every change, signed chain-of-custody exports and a compliance evidence pack an auditor will accept, for human and AI-driven changes alike.

  • SEC Form 8-K Item 1.05
  • EU AI Act Art. 12
  • SOX ICFR evidence

Questions

What Compliance Teams Ask Us

Does Rezilient Restore make us compliant?

No product does that on its own. Each framework covers your whole program: governance, risk assessment, incident reporting, testing and third-party oversight. Rezilient Restore supports the backup, restore, retention and evidence controls inside that program for the data in ServiceNow, and the guides show exactly which obligations it maps to.

Isn’t ServiceNow’s native backup enough?

It is the right tool for infrastructure disaster recovery, which is what it was built for. The frameworks above also expect backup scope and frequency set by your own policy, a restore you can test and evidence, a copy outside the source platform, and retention measured in years. A 14-day, full-instance backup managed by the platform makes those hard to document.

We operate in several jurisdictions. Which framework applies?

Usually more than one. A bank with EU entities answers to DORA and NIS2 in Europe and to NYDFS Part 500, SOX and FINRA in the United States. Because the four controls above are common to all of them, one backup program can carry the evidence for each. Your legal and compliance teams confirm which entities and functions are in scope.

How long do we have to keep ServiceNow data?

It depends on the record, not the platform. HIPAA documentation runs six years, SOX audit records seven, FINRA books and records six under Rule 4511, and DORA leaves scope and frequency to your own policy. Rezilient Restore sets retention per table so each record class keeps the period its rule names.

Who holds the encryption keys?

You or ServiceNow, never Rezilient. Backup data is encrypted in transit and at rest with AES-256. By default the keys sit with ServiceNow; customers who license ServiceNow’s field encryption hold their own. Either way Rezilient can never read your data, which answers the cryptographic-control clauses in NYDFS §500.15, GDPR Article 32, DORA Article 9(4)(d) and OSFI B-13 without bolt-on tooling.

Run a Real Restore Test in 30 Days

The Rezilient Restore trial runs in your non-production instance, live in under one business day, with no commitment. You finish with a tested restore, a compliance evidence pack and a day-30 readout for your platform, security and compliance leads.

Back Up Now. Restore Anytime. Always Rezilient.